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{
"putnam_2025": {
"title": "Putnam 2025 — honest doctrine-v11 kernel verdict",
"competition": "86th William Lowell Putnam Mathematical Competition (Dec 6 2025)",
"source": "lutar-lean main",
"kernel_sha": "b7c3e382d56f6548945d93895c9d78c6411c40f8",
"kernel_sha_short": "b7c3e38",
"computed": "2026-06-09",
"doctrine": "v11",
"tally": {
"REAL": 0,
"DEMO": 11,
"OPEN": 1
},
"labels": {
"REAL": "Lean-kernel checked, no sorry, no extra axioms beyond declared",
"DEMO": "compiles but uses sorry/unproven lemmas",
"OPEN": "statement only"
},
"problems": [
{
"id": "A1",
"file": "Lutar/Putnam/P_A1.lean",
"status": "DEMO",
"note": "formalized statement; proof uses sorry/unproven lemmas"
},
{
"id": "A2",
"file": "Lutar/Putnam/P_A2.lean",
"status": "DEMO",
"note": "formalized statement; proof uses sorry/unproven lemmas"
},
{
"id": "A3",
"file": "Lutar/Putnam/P_A3.lean",
"status": "OPEN",
"note": "statement only (True-shell); official answer withheld pending a real proof"
},
{
"id": "A4",
"file": "Lutar/Putnam/P_A4.lean",
"status": "DEMO",
"note": "formalized statement; proof uses sorry/unproven lemmas"
},
{
"id": "A5",
"file": "Lutar/Putnam/P_A5.lean",
"status": "DEMO",
"note": "formalized statement; proof uses sorry/unproven lemmas"
},
{
"id": "A6",
"file": "Lutar/Putnam/P_A6.lean",
"status": "DEMO",
"note": "formalized statement; proof uses sorry/unproven lemmas"
},
{
"id": "B1",
"file": "Lutar/Putnam/P_B1.lean",
"status": "DEMO",
"note": "formalized statement; proof uses sorry/unproven lemmas"
},
{
"id": "B2",
"file": "Lutar/Putnam/P_B2.lean",
"status": "DEMO",
"note": "formalized statement; proof uses sorry/unproven lemmas"
},
{
"id": "B3",
"file": "Lutar/Putnam/P_B3.lean",
"status": "DEMO",
"note": "formalized statement; proof uses sorry/unproven lemmas"
},
{
"id": "B4",
"file": "Lutar/Putnam/P_B4.lean",
"status": "DEMO",
"note": "formalized statement; proof uses sorry/unproven lemmas"
},
{
"id": "B5",
"file": "Lutar/Putnam/P_B5.lean",
"status": "DEMO",
"note": "formalized statement; proof uses sorry/unproven lemmas"
},
{
"id": "B6",
"file": "Lutar/Putnam/P_B6.lean",
"status": "DEMO",
"note": "formalized statement; proof uses sorry/unproven lemmas"
}
],
"szl_native": {
"ids": [
"SZL-12A",
"SZL-12B"
],
"status": "PENDING",
"note": "SZL-native originals — pending upstream kernel work; not yet on lutar-lean main"
},
"bridge": "We are not doing \"drones solve Putnam.\" We are doing: Intelligence → Structure → Conjecture → Certificate. killinchu supplies intelligence (tracking, fusion, ROE decisions, signed receipts). We extract mathematical structure (graphs, constraints, optimization instances). We pose Putnam-grade + SZL-native problems. We ship certificates (Lean-verified REAL theorems, reproducible benchmarks, provenance).",
"note": "A3 is OPEN (statement-only True-shell); the official 2025 A3 answer is intentionally withheld here until a REAL proof exists. No problem is currently REAL: each DEMO file formalizes the statement but discharges the proof with sorry or unproven lemmas. Numbers match the CI kernel run exactly; re-deploy to refresh.",
"headline": "0 REAL / 11 DEMO / 1 OPEN"
},
"version": "6.0.0",
"byline": "Lutar, Stephen P.",
"orcid": "0009-0001-0110-4173",
"email": "stephen@szlholdings.com",
"org": "SZL Holdings",
"generated_at": "2026-06-06T07:30:00Z",
"axioms": [
{
"id": "A1",
"name": "soundnessAxiom",
"statement": "For any receipt r, if gate_pass(r) then lambda(r) >= 0.90 conjunctively",
"source_file": "thesis.md",
"source_section": "§4.1",
"maturity": "proven",
"citation": "https://doi.org/10.5281/zenodo.20119582"
},
{
"id": "A2",
"name": "moralGroundingFloor",
"statement": "moralGrounding axis floor = 0.95 (higher than default 0.90)",
"source_file": "thesis.md",
"source_section": "§4.1",
"maturity": "defined",
"citation": "https://doi.org/10.5281/zenodo.20119582"
},
{
"id": "A3",
"name": "measurabilityHonestyFloor",
"statement": "measurabilityHonesty axis floor = 0.95",
"source_file": "thesis.md",
"source_section": "§4.1",
"maturity": "defined",
"citation": "https://doi.org/10.5281/zenodo.20119582"
},
{
"id": "A4",
"name": "dualWitnessDisjointness",
"statement": "For rho-closure: witness_1_id != witness_2_id (enforced by registry at write time)",
"source_file": "thesis.md",
"source_section": "§4.3",
"maturity": "proven",
"citation": "https://doi.org/10.5281/zenodo.20119582"
},
{
"id": "A5",
"name": "deterministicReplay",
"statement": "For canonical JSON + pinned PRNG + frozen registry, 5x replay yields byte-identical roots",
"source_file": "thesis.md",
"source_section": "§4.6",
"maturity": "measured",
"citation": "https://doi.org/10.5281/zenodo.20119582"
},
{
"id": "A6",
"name": "hashChainIntegrity",
"statement": "Every spine entry hash-chain invariant: entry.chain = SHA256(prev_entry)",
"source_file": "thesis.md",
"source_section": "§3.4",
"maturity": "defined",
"citation": "https://doi.org/10.5281/zenodo.20119582"
},
{
"id": "A7",
"name": "bekensteinBound",
"statement": "Receipt chain entropy H(R_n) bounded by information-theoretic limit from registry area",
"source_file": "thesis.md",
"source_section": "§4.5",
"maturity": "conjectured",
"citation": "https://doi.org/10.5281/zenodo.19944926"
},
{
"id": "A8",
"name": "ingestDiscipline",
"statement": "Every ingest requires: source_url + content_hash + license (allow-list) + ORCID",
"source_file": "thesis.md",
"source_section": "§7",
"maturity": "defined",
"citation": "https://doi.org/10.5281/zenodo.20119582"
},
{
"id": "A9",
"name": "doctrineCompleteness",
"statement": "doctrine.json v1.0.0 enumerates all 8 forbidden patterns; SHA-anchored",
"source_file": "szl-trust/doctrine.json",
"source_section": "§8",
"maturity": "defined",
"citation": "https://github.com/szl-holdings/szl-trust"
}
],
"theorems": [
{
"id": "TH_L1",
"name": "Λ_uniqueness",
"statement": "Conjecture 1: the Lutar Invariant Λ_k (weighted geometric mean with Egyptian unit-fraction weights) is the unique aggregator satisfying axioms A1-A5. NOT a theorem: unconditional uniqueness is FALSE under A1-A5 (machine-checked counterexample maxAgg_ne_Lambda; max-aggregator satisfies A1-A5 yet differs from Λ at (4,1)). The conditional theorem lambda_unique_of_factors (uniqueness GIVEN factorization Φ x = ∏ x_i^α_i) IS fully proved; unconditional uniqueness closes only under a declared bisymmetry axiom A6 (Kolmogorov-Nagumo-Aczel).",
"source_file": "lutar-lean/Lutar/Round13/Lambda_Uniqueness.lean",
"maturity": "conjectured",
"citation": "https://doi.org/10.5281/zenodo.20053148"
},
{
"id": "TH_L2",
"name": "Λ_min_max_bounds",
"statement": "Λ_k lies in [0,1] with min=0 iff any axis=0 and max=1 iff all axes=1",
"source_file": "lutar-lean/Lutar/Bound.lean",
"maturity": "proven",
"citation": "https://doi.org/10.5281/zenodo.20053148"
},
{
"id": "TH_L3",
"name": "bekenstein_soundness",
"statement": "Bekenstein indicator fires at 49.5% under uniform seed (measured); formal proof pending in lutar-lean",
"source_file": "lutar-lean (pending PR #12)",
"maturity": "measured/conjectured",
"citation": "https://github.com/szl-holdings/lutar-lean"
},
{
"id": "TH_L4",
"name": "rho_closure_production",
"statement": "100% rho-closure on 8,000/8,000 paired calls under v11 platform",
"source_file": "ouroboros v6.3.0 release",
"maturity": "measured",
"citation": "https://doi.org/10.5281/zenodo.20119582"
},
{
"id": "TH_L5",
"name": "khipu_quorum_safety_conditional",
"statement": "Conjecture 2 (Khipu BFT safety) — CONDITIONAL agreement / no-split-brain is PROVEN axiom-free: under {n >= 3f+1, |faulty| <= f, quorum size >= n-f, honest non-equivocation under signed votes}, two quorums certifying v1, v2 imply v1 = v2. Votes modeled as a relation (Byzantine organs MAY equivocate). UNCONDITIONAL BFT safety STAYS Conjecture 2 at the sharp boundary (dropping n>=3f+1 or non-equivocation re-admits split-brain).",
"source_file": "lutar-lean Lutar/Wave23/QuorumSafety.lean (PR #214, merged main @ 43bcabb7)",
"maturity": "experimental (CI-green, axiom-clean; NOT in locked-8)",
"axioms": "subset of {propext, Classical.choice, Quot.sound}; no sorry; no new axiom",
"lean_permalink": "https://github.com/szl-holdings/lutar-lean/blob/main/Lutar/Wave23/QuorumSafety.lean"
}
],
"formulas": [
{
"id": "F0001",
"source_file": "thesis.md",
"source_line": 27,
"latex": "\\mathcal{S} = \\langle R, A, E, \\Lambda, \\rho, W \\rangle",
"context": "ith a doctrine-locked runtime** as a category-defining primitive for verifiable agency. We define the system as a tuple \\( \\mathcal{S} = \\langle R, A, E, \\Lambda, \\rho, W \\rangle \\) over an eight-regi",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0002",
"source_file": "thesis.md",
"source_line": 229,
"latex": "\\mathtt{szl\\text{-}trust}",
"context": "d system. - \\(A\\) — the set of **named actors**. Every actor in \\(A\\) carries a stable identity resolvable to a key in \\(\\mathtt{szl\\text{-}trust}\\). No edge in \\(E\\) may originate from or terminate ",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0003",
"source_file": "thesis.md",
"source_line": 231,
"latex": "e \\in E",
"context": "and resolvable — unidentified actors are structurally excluded. - \\(E\\) — the set of **receipt-bound edges**. An edge \\(e \\in E\\) is a tuple \\((a_{\\text{src}},\\; r_{\\text{src}},\\; r_{\\text{dst}},\\; \\",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0004",
"source_file": "thesis.md",
"source_line": 231,
"latex": "(a_{\\text{src}},\\; r_{\\text{src}},\\; r_{\\text{dst}},\\; \\varepsilon)",
"context": "ntified actors are structurally excluded. - \\(E\\) — the set of **receipt-bound edges**. An edge \\(e \\in E\\) is a tuple \\((a_{\\text{src}},\\; r_{\\text{src}},\\; r_{\\text{dst}},\\; \\varepsilon)\\) where \\(",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0005",
"source_file": "thesis.md",
"source_line": 231,
"latex": "a_{\\text{src}} \\in A",
"context": "d edges**. An edge \\(e \\in E\\) is a tuple \\((a_{\\text{src}},\\; r_{\\text{src}},\\; r_{\\text{dst}},\\; \\varepsilon)\\) where \\(a_{\\text{src}} \\in A\\), \\(r_{\\text{src}}, r_{\\text{dst}} \\in R\\), and \\(\\varep",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0006",
"source_file": "thesis.md",
"source_line": 231,
"latex": "r_{\\text{src}}, r_{\\text{dst}} \\in R",
"context": "E\\) is a tuple \\((a_{\\text{src}},\\; r_{\\text{src}},\\; r_{\\text{dst}},\\; \\varepsilon)\\) where \\(a_{\\text{src}} \\in A\\), \\(r_{\\text{src}}, r_{\\text{dst}} \\in R\\), and \\(\\varepsilon\\) is the receipt enve",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0007",
"source_file": "thesis.md",
"source_line": 231,
"latex": "\\varepsilon",
"context": "src}},\\; r_{\\text{dst}},\\; \\varepsilon)\\) where \\(a_{\\text{src}} \\in A\\), \\(r_{\\text{src}}, r_{\\text{dst}} \\in R\\), and \\(\\varepsilon\\) is the receipt envelope defined in §3.3. No message may traverse",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0008",
"source_file": "thesis.md",
"source_line": 231,
"latex": "\\varepsilon",
"context": "repsilon\\) is the receipt envelope defined in §3.3. No message may traverse a region boundary unless it carries a valid \\(\\varepsilon\\). - \\(\\Lambda\\) — the **composable axis-gating function**. Forma",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0009",
"source_file": "thesis.md",
"source_line": 233,
"latex": "\\Lambda",
"context": "ceipt envelope defined in §3.3. No message may traverse a region boundary unless it carries a valid \\(\\varepsilon\\). - \\(\\Lambda\\) — the **composable axis-gating function**. Formally, \\(\\Lambda : [0,",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0010",
"source_file": "thesis.md",
"source_line": 233,
"latex": "\\Lambda : [0,1]^k \\to \\{0,1\\}",
"context": "boundary unless it carries a valid \\(\\varepsilon\\). - \\(\\Lambda\\) — the **composable axis-gating function**. Formally, \\(\\Lambda : [0,1]^k \\to \\{0,1\\}\\) for \\(k \\geq 9\\), defined as the conjunctive A",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0011",
"source_file": "thesis.md",
"source_line": 233,
"latex": "k \\geq 9",
"context": "varepsilon\\). - \\(\\Lambda\\) — the **composable axis-gating function**. Formally, \\(\\Lambda : [0,1]^k \\to \\{0,1\\}\\) for \\(k \\geq 9\\), defined as the conjunctive AND: \\[ \\Lambda(\\mathbf{x}) = 1 \\iff \\",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0012",
"source_file": "thesis.md",
"source_line": 239,
"latex": "\\mathbf{x}",
"context": "bilityHonesty}} \\geq 0.95 \\] The composability property states that for any two independently evaluated axis vectors \\(\\mathbf{x}\\) and \\(\\mathbf{y}\\), their composed gate \\(\\Lambda(\\mathbf{x} \\wed",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0013",
"source_file": "thesis.md",
"source_line": 239,
"latex": "\\mathbf{y}",
"context": "q 0.95 \\] The composability property states that for any two independently evaluated axis vectors \\(\\mathbf{x}\\) and \\(\\mathbf{y}\\), their composed gate \\(\\Lambda(\\mathbf{x} \\wedge \\mathbf{y})\\) is",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0014",
"source_file": "thesis.md",
"source_line": 239,
"latex": "\\Lambda(\\mathbf{x} \\wedge \\mathbf{y})",
"context": "rty states that for any two independently evaluated axis vectors \\(\\mathbf{x}\\) and \\(\\mathbf{y}\\), their composed gate \\(\\Lambda(\\mathbf{x} \\wedge \\mathbf{y})\\) is equivalent to \\(\\Lambda(\\mathbf{x})",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0015",
"source_file": "thesis.md",
"source_line": 239,
"latex": "\\Lambda(\\mathbf{x}) \\wedge \\Lambda(\\mathbf{y})",
"context": "ctors \\(\\mathbf{x}\\) and \\(\\mathbf{y}\\), their composed gate \\(\\Lambda(\\mathbf{x} \\wedge \\mathbf{y})\\) is equivalent to \\(\\Lambda(\\mathbf{x}) \\wedge \\Lambda(\\mathbf{y})\\) — gate composition does not w",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0016",
"source_file": "thesis.md",
"source_line": 239,
"latex": "\\Lambda",
"context": "— gate composition does not weaken the invariant. The `lutar-lean` skeleton repository contains the Lean 4 statement of \\(\\Lambda\\) uniqueness: given the four axioms (A1 monotonicity, A2 homogeneity, ",
"source_id": "thesis_session",
"maturity": "conjectured"
},
{
"id": "F0017",
"source_file": "thesis.md",
"source_line": 239,
"latex": "\\Lambda",
"context": "ment of \\(\\Lambda\\) uniqueness: given the four axioms (A1 monotonicity, A2 homogeneity, A3 Egyptian-exact, A4 bounded), \\(\\Lambda\\) is the *unique* function satisfying them. The uniqueness theorem and",
"source_id": "thesis_session",
"maturity": "conjectured"
},
{
"id": "F0018",
"source_file": "thesis.md",
"source_line": 241,
"latex": "\\rho(e)",
"context": "arget is zero. - \\(\\rho\\) — the **dual-witness closure relation**. For any edge \\(e\\) carrying execution result \\(v\\), \\(\\rho(e)\\) holds iff two independent witnesses \\(w_1, w_2 \\in W\\) each produce ",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0019",
"source_file": "thesis.md",
"source_line": 241,
"latex": "w_1, w_2 \\in W",
"context": "closure relation**. For any edge \\(e\\) carrying execution result \\(v\\), \\(\\rho(e)\\) holds iff two independent witnesses \\(w_1, w_2 \\in W\\) each produce byte-identical output on the same input, and the",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0020",
"source_file": "thesis.md",
"source_line": 251,
"latex": "\\mathcal{S}",
"context": "uroboros` core + 4 `a11oy` covenant), while the full upstream runtime suite registers 218/218 passing tests. The tuple \\(\\mathcal{S}\\) is **doctrine-locked**: any runtime configuration in which (a) a",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0021",
"source_file": "thesis.md",
"source_line": 251,
"latex": "\\Lambda",
"context": "which (a) a region is unnamed, (b) an actor is not in \\(A\\), (c) an edge is produced without a receipt envelope, or (d) \\(\\Lambda\\) is evaluated below threshold does not constitute a valid instantiati",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0022",
"source_file": "thesis.md",
"source_line": 251,
"latex": "\\mathcal{S}",
"context": "ithout a receipt envelope, or (d) \\(\\Lambda\\) is evaluated below threshold does not constitute a valid instantiation of \\(\\mathcal{S}\\). --- ## The 8-Region Anatomy The eight canonical regions of \\",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0023",
"source_file": "thesis.md",
"source_line": 257,
"latex": "\\mathcal{S}",
"context": "of \\(R\\) are enumerated below. For each region the presentation gives: the repository identifier, its role in the tuple \\(\\mathcal{S}\\), its public interfaces, and its dependency relations within \\(E\\",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0024",
"source_file": "thesis.md",
"source_line": 265,
"latex": "\\mathcal{S}",
"context": "released 2026-05-13; concept DOI `10.5281/zenodo.19944926`, v11 paper DOI `10.5281/zenodo.20119582`) **Formal role in \\(\\mathcal{S}\\):** The Brain Stem is the runtime kernel that evaluates \\(\\Lambda\\",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0025",
"source_file": "thesis.md",
"source_line": 265,
"latex": "\\Lambda",
"context": "DOI `10.5281/zenodo.20119582`) **Formal role in \\(\\mathcal{S}\\):** The Brain Stem is the runtime kernel that evaluates \\(\\Lambda\\) and emits receipts. Every edge in \\(E\\) that crosses a region bounda",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0026",
"source_file": "thesis.md",
"source_line": 268,
"latex": "\\Lambda",
"context": "bda(axes: number[9|10]) → Receipt` — evaluates the conjunctive AND gate and returns a signed receipt with the composite \\(\\Lambda\\) score, Bekenstein budget, and dual-witness closure status. - `build_",
"source_id": "thesis_session",
"maturity": "conjectured"
},
{
"id": "F0027",
"source_file": "thesis.md",
"source_line": 274,
"latex": "\\Lambda",
"context": "chain root for third-party verification. **Dependencies:** - Depends on: `lutar-lean` (Skeleton) — the axiom set that \\(\\Lambda\\) is required to satisfy is formally stated there; the Brain Stem is th",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0028",
"source_file": "thesis.md",
"source_line": 277,
"latex": "\\Lambda_9",
"context": "utbound edge must call `evaluate_lambda` before the edge enters \\(E\\). The gate composition benchmark for v6.3.0 shows \\(\\Lambda_9\\) base p50 = 3.12 µs and composed p50 = 3.29 µs; with the Platform v",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0029",
"source_file": "thesis.md",
"source_line": 285,
"latex": "\\mathcal{S}",
"context": "a continuous supply-chain security posture. --- ### Heart — `a11oy` **Repo:** `szl-holdings/a11oy` **Formal role in \\(\\mathcal{S}\\):** The Heart is the covenant policy engine and the agent approva",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0030",
"source_file": "thesis.md",
"source_line": 285,
"latex": "\\mathcal{S}",
"context": "\\):** The Heart is the covenant policy engine and the agent approval queue. It governs the *authorization* dimension of \\(\\mathcal{S}\\): while the Brain Stem answers \"does this action score above \\(\\L",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0031",
"source_file": "thesis.md",
"source_line": 285,
"latex": "\\Lambda",
"context": "It governs the *authorization* dimension of \\(\\mathcal{S}\\): while the Brain Stem answers \"does this action score above \\(\\Lambda\\)?\", the Heart answers \"is this action permitted under the active cove",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0032",
"source_file": "thesis.md",
"source_line": 285,
"latex": "r_{\\text{dst}} \\notin R",
"context": "this action permitted under the active covenant?\". No action may exit the body graph — i.e., no edge in \\(E\\) may have \\(r_{\\text{dst}} \\notin R\\) — without a Heart pulse. The covenant is a named, ver",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0033",
"source_file": "thesis.md",
"source_line": 293,
"latex": "\\Lambda",
"context": "Stem's chain. **Dependencies:** - Depends on: `ouroboros` (Brain Stem) — covenant evaluation results are sealed with a \\(\\Lambda\\)-gated receipt; a covenant check that fails \\(\\Lambda\\) is itself a g",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0034",
"source_file": "thesis.md",
"source_line": 293,
"latex": "\\Lambda",
"context": "os` (Brain Stem) — covenant evaluation results are sealed with a \\(\\Lambda\\)-gated receipt; a covenant check that fails \\(\\Lambda\\) is itself a gate-level violation. - Depends on: `safety-gate layer` (safety wires) — t",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0035",
"source_file": "thesis.md",
"source_line": 305,
"latex": "\\mathcal{S}",
"context": "but a verifiable, chain-linked artifact. --- ### safety wires — `safety-gate layer` **Repo:** `szl-holdings/safety-gate layer` **Formal role in \\(\\mathcal{S}\\):** The safety wires are the attribution trail — the afferent channel tha",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0036",
"source_file": "thesis.md",
"source_line": 305,
"latex": "\\text{attr}: E \\to A",
"context": "rent channel that carries signals inward and records *who observed what and when*. Formally, safety wires maintain the mapping \\(\\text{attr}: E \\to A\\), ensuring that every edge in \\(E\\) is attributable to a",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0037",
"source_file": "thesis.md",
"source_line": 305,
"latex": "\\mathcal{S}",
"context": "he mapping \\(\\text{attr}: E \\to A\\), ensuring that every edge in \\(E\\) is attributable to a named actor. Without safety wires, \\(\\mathcal{S}\\) degrades: edges carry receipts but not attributions, making the ",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0038",
"source_file": "thesis.md",
"source_line": 308,
"latex": "a \\in A",
"context": "egal-accountability sense. **Public interfaces:** - `observe(edge, actor_id) → AttributionRecord` — records that actor \\(a \\in A\\) produced or consumed edge \\(e\\). - `attribution_trail(region, time_r",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0039",
"source_file": "thesis.md",
"source_line": 325,
"latex": "\\mathcal{S}",
"context": "aft-morrow-sogomonian-exec-outcome-attest`. --- ### reasoning spine — `reasoning core` **Repo:** `szl-holdings/reasoning core` **Formal role in \\(\\mathcal{S}\\):** The reasoning spine is the append-only coordination and protocol bridge",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0040",
"source_file": "thesis.md",
"source_line": 325,
"latex": "\\langle e_1, e_2, \\ldots, e_n \\rangle \\subseteq E",
"context": "ordered, hash-verified record of every state transition across the body graph. Formally, `reasoning core` maintains the sequence \\(\\langle e_1, e_2, \\ldots, e_n \\rangle \\subseteq E\\) ordered by timestamp, with",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0041",
"source_file": "thesis.md",
"source_line": 339,
"latex": "O(\\log n)",
"context": "(identified in the runtime roadmap) would upgrade the reasoning spine's linear hash-chain to a directed acyclic graph supporting \\(O(\\log n)\\) subset inclusion proofs — enabling privacy-preserving audits for re",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0042",
"source_file": "thesis.md",
"source_line": 347,
"latex": "\\mathcal{S}",
"context": "nce in the enterprise segment. --- ### Skeleton — `lutar-lean` **Repo:** `szl-holdings/lutar-lean` **Formal role in \\(\\mathcal{S}\\):** The Skeleton is the formal scaffold — the Lean 4 axioms and M",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0043",
"source_file": "thesis.md",
"source_line": 347,
"latex": "\\{A1, A2, A3, A4\\}",
"context": "es not execute at runtime; it is the *proof that the runtime is correct*. Formally, `lutar-lean` provides the axiom set \\(\\{A1, A2, A3, A4\\}\\) and the derived theorems (Λ uniqueness, Bound theorem) th",
"source_id": "thesis_session",
"maturity": "conjectured"
},
{
"id": "F0044",
"source_file": "thesis.md",
"source_line": 347,
"latex": "\\Lambda",
"context": "A2, A3, A4\\}\\) and the derived theorems (Λ uniqueness, Bound theorem) that constitute a machine-checked certificate for \\(\\Lambda\\). If the Skeleton's `sorry` count is zero, the gate the Brain Stem en",
"source_id": "thesis_session",
"maturity": "conjectured"
},
{
"id": "F0045",
"source_file": "thesis.md",
"source_line": 351,
"latex": "\\Lambda",
"context": "statements of A1 (monotonicity), A2 (homogeneity), A3 (Egyptian-exact), A4 (bounded). - `Uniqueness.lean` — Theorem 1: \\(\\Lambda\\) is the unique function satisfying A1–A4; proof scaffold with tracked ",
"source_id": "thesis_session",
"maturity": "conjectured"
},
{
"id": "F0046",
"source_file": "thesis.md",
"source_line": 367,
"latex": "\\mathcal{S}",
"context": "*Repos:** `szl-holdings/counsel` (governance UI), `szl-holdings/terra` (dashboards and visualization) **Formal role in \\(\\mathcal{S}\\):** The Hands are the tooling and visualization surfaces — the co",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0047",
"source_file": "thesis.md",
"source_line": 371,
"latex": "\\Lambda",
"context": "as an interactive SVG, streaming live receipt counts via SSE from `/api/chain/stream`; node colors reflect the current \\(\\Lambda\\) score band (green ≥ 0.95, amber 0.90–0.95, red < 0.90). The planned \"",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0048",
"source_file": "thesis.md",
"source_line": 386,
"latex": "\\mathcal{S}",
"context": "*is* the system. --- ### Full Body — `ouroboros-thesis` **Repo:** `szl-holdings/ouroboros-thesis` **Formal role in \\(\\mathcal{S}\\):** The Full Body is the public-record thesis — the DOI-pinned, ve",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0049",
"source_file": "thesis.md",
"source_line": 386,
"latex": "\\mathcal{S}",
"context": "l Body is the public-record thesis — the DOI-pinned, versioned document that constitutes the canonical specification of \\(\\mathcal{S}\\). Formally, `ouroboros-thesis` defines the normative description ",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0050",
"source_file": "thesis.md",
"source_line": 405,
"latex": "\\mathcal{S}",
"context": "d identity anchoring), `szl-holdings/szl-cookbook` (reference implementations / developer onboarding) **Formal role in \\(\\mathcal{S}\\):** The Vessels and Chakras collectively form the trust mesh and ",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0051",
"source_file": "thesis.md",
"source_line": 421,
"latex": "\\varepsilon",
"context": "eue under the covenant pack schema. --- ## Cross-Region Contracts Every edge in \\(E\\) carries a **receipt envelope** \\(\\varepsilon\\). The envelope is a typed, signed, content-addressed record that ",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0052",
"source_file": "thesis.md",
"source_line": 421,
"latex": "\\Lambda",
"context": "es a **receipt envelope** \\(\\varepsilon\\). The envelope is a typed, signed, content-addressed record that provides: the \\(\\Lambda\\) score vector, the dual-witness closure status (\\(\\rho\\)), the actor ",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0053",
"source_file": "thesis.md",
"source_line": 479,
"latex": "\\Lambda",
"context": "_lambda(axes) → Receipt` — any MCP-compatible client (Claude Desktop, Cursor, enterprise agent frameworks) can call the \\(\\Lambda\\) gate as a typed tool and receive a signed receipt in the tool respon",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0054",
"source_file": "thesis.md",
"source_line": 507,
"latex": "\\mathcal{S}",
"context": "the 8-Region Model Structurally Surpasses the Leaders Each major framework or protocol is a partial instantiation of \\(\\mathcal{S}\\). The gap is structural: the missing region is not a feature that",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0055",
"source_file": "thesis.md",
"source_line": 515,
"latex": "\\Lambda_9",
"context": "l engineering pattern, but skills are *files*, not services with receipts. A Brain Stem can issue a decision that fails \\(\\Lambda_9\\) moralGrounding; in the Managed Agents architecture there is no mec",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0056",
"source_file": "thesis.md",
"source_line": 515,
"latex": "\\mathcal{S}",
"context": "fails \\(\\Lambda_9\\) moralGrounding; in the Managed Agents architecture there is no mechanism to detect or block it. In \\(\\mathcal{S}\\), that decision never exits the Brain Stem. **Mastra** (22K+ GitH",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0057",
"source_file": "thesis.md",
"source_line": 517,
"latex": "\\Lambda",
"context": "ource agent framework in the TypeScript ecosystem. Mastra has no Skeleton: there are no Lean 4 proofs. It has no formal \\(\\Lambda\\) gate — behavioral constraints are implemented as runtime checks with",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0058",
"source_file": "thesis.md",
"source_line": 567,
"latex": "\\lambda_1",
"context": "l(\\lambda_1(c),\\, \\lambda_2(c),\\, \\ldots,\\, \\lambda_9(c)\\bigr) \\in [0,1]^9 \\] The nine axes are defined as follows. **\\(\\lambda_1\\): moralGrounding.** Measures the degree to which a proposed action ",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0059",
"source_file": "thesis.md",
"source_line": 567,
"latex": "\\lambda_1",
"context": "nce policies, and principal hierarchies that the operator has encoded in the agent's governing covenant. Operationally, \\(\\lambda_1\\) is the normalized cosine similarity between the action's intent em",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0060",
"source_file": "thesis.md",
"source_line": 567,
"latex": "[0,1]",
"context": "mbedding and a reference \"moral anchor\" embedding, averaged over the operator's registered covenant clauses, clamped to \\([0,1]\\). The floor constraint \\(\\lambda_1 \\geq 0.95\\) is a hard asymptote: an ",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0061",
"source_file": "thesis.md",
"source_line": 567,
"latex": "\\lambda_1 \\geq 0.95",
"context": "anchor\" embedding, averaged over the operator's registered covenant clauses, clamped to \\([0,1]\\). The floor constraint \\(\\lambda_1 \\geq 0.95\\) is a hard asymptote: an agent that is even marginally mo",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0062",
"source_file": "thesis.md",
"source_line": 569,
"latex": "\\lambda_2",
"context": "even marginally morally misaligned fails the gate irrespective of how perfectly calibrated the other eight axes are. **\\(\\lambda_2\\): measurabilityHonesty.** Measures whether an action's declared eff",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0063",
"source_file": "thesis.md",
"source_line": 571,
"latex": "\\lambda_3",
"context": "ine clause \"no hallucinations no bandaids; test test test\" by making measurement-honesty a prerequisite for passage. **\\(\\lambda_3\\): epistemicHumility.** Scores the agent's acknowledgment of its own",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0064",
"source_file": "thesis.md",
"source_line": 571,
"latex": "\\lambda_3 = 1 - \\mathbb{E}[|\\text{conf}(c) - \\text{acc}(c)|]",
"context": "sparse scores low on this axis. The scoring function penalizes unjustified confidence using a calibration-error analog: \\(\\lambda_3 = 1 - \\mathbb{E}[|\\text{conf}(c) - \\text{acc}(c)|]\\) where \\(\\text{c",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0065",
"source_file": "thesis.md",
"source_line": 571,
"latex": "\\text{conf}(c)",
"context": "ied confidence using a calibration-error analog: \\(\\lambda_3 = 1 - \\mathbb{E}[|\\text{conf}(c) - \\text{acc}(c)|]\\) where \\(\\text{conf}(c)\\) is the agent's stated confidence and \\(\\text{acc}(c)\\) is the",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0066",
"source_file": "thesis.md",
"source_line": 571,
"latex": "\\text{acc}(c)",
"context": "da_3 = 1 - \\mathbb{E}[|\\text{conf}(c) - \\text{acc}(c)|]\\) where \\(\\text{conf}(c)\\) is the agent's stated confidence and \\(\\text{acc}(c)\\) is the empirically measured accuracy over a calibration set. ",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0067",
"source_file": "thesis.md",
"source_line": 573,
"latex": "\\lambda_4",
"context": "is the agent's stated confidence and \\(\\text{acc}(c)\\) is the empirically measured accuracy over a calibration set. **\\(\\lambda_4\\): counterfactualAwareness.** Measures whether the agent has consider",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0068",
"source_file": "thesis.md",
"source_line": 575,
"latex": "\\lambda_5",
"context": "res 0.0 and a uniformly distributed consequence distribution over the operator-defined consequence space scores 1.0. **\\(\\lambda_5\\): temporalConsistency.** Measures the stability of the gate verdict",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0069",
"source_file": "thesis.md",
"source_line": 575,
"latex": "t + \\Delta",
"context": "Measures the stability of the gate verdict under repeated evaluation on the same input at two different times \\(t\\) and \\(t + \\Delta\\). Let \\(v_t\\) and \\(v_{t+\\Delta}\\) denote the Λ₉ composite scores ",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0070",
"source_file": "thesis.md",
"source_line": 575,
"latex": "v_{t+\\Delta}",
"context": "te verdict under repeated evaluation on the same input at two different times \\(t\\) and \\(t + \\Delta\\). Let \\(v_t\\) and \\(v_{t+\\Delta}\\) denote the Λ₉ composite scores at the two evaluation times. The",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0071",
"source_file": "thesis.md",
"source_line": 581,
"latex": "\\lambda_5 = 1.0",
"context": "Then: \\[ \\lambda_5 = \\max\\!\\Bigl(0,\\; 1 - 4\\,\\bigl(v_t - v_{t+\\Delta}\\bigr)^2\\Bigr) \\] A zero-drift evaluation scores \\(\\lambda_5 = 1.0\\). A drift of 0.05 in the composite score yields \\(\\lambda_5 =",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0072",
"source_file": "thesis.md",
"source_line": 581,
"latex": "\\lambda_5 = 0.99",
"context": "ta}\\bigr)^2\\Bigr) \\] A zero-drift evaluation scores \\(\\lambda_5 = 1.0\\). A drift of 0.05 in the composite score yields \\(\\lambda_5 = 0.99\\). A drift of 0.25 yields \\(\\lambda_5 = 0.75\\), below the ≥ 0",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0073",
"source_file": "thesis.md",
"source_line": 581,
"latex": "\\lambda_5 = 0.75",
"context": "scores \\(\\lambda_5 = 1.0\\). A drift of 0.05 in the composite score yields \\(\\lambda_5 = 0.99\\). A drift of 0.25 yields \\(\\lambda_5 = 0.75\\), below the ≥ 0.90 conjunctive floor. This axis operationaliz",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0074",
"source_file": "thesis.md",
"source_line": 583,
"latex": "\\lambda_6",
"context": "-identical replay guarantee: a system that cannot reproduce its own gate verdict is not operating deterministically. **\\(\\lambda_6\\): evidenceProvenance.** Measures whether every empirical claim embe",
"source_id": "thesis_session",
"maturity": "defined",
"puriq_ref": "F1",
"lean_ref": "f1_replay_fold_deterministic"
},
{
"id": "F0075",
"source_file": "thesis.md",
"source_line": 585,
"latex": "\\lambda_7",
"context": "ertions score at most 0.50. The scoring function is the fraction of claim tokens for which provenance is resolvable. **\\(\\lambda_7\\): actorIdentity.** Measures the definiteness of the acting agent's ",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0076",
"source_file": "thesis.md",
"source_line": 587,
"latex": "\\lambda_8",
"context": "ting under delegated authority — the score decays as a function of delegation depth to penalize opaque proxy chains. **\\(\\lambda_8\\): axiomConsistency.** Measures whether the proposed action is inter",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0077",
"source_file": "thesis.md",
"source_line": 589,
"latex": "\\lambda_9",
"context": "Lean 4 formalization: it enforces, at runtime, the constraints that are statically verified at theorem-proving time. **\\(\\lambda_9\\): coherence.** Measures the multi-step logical coherence of the age",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0078",
"source_file": "thesis.md",
"source_line": 589,
"latex": "A_1, A_2, \\ldots, A_k",
"context": "-step logical coherence of the agent's plan across the action sequence, not just for the current step in isolation. Let \\(A_1, A_2, \\ldots, A_k\\) denote the \\(k\\) preceding actions in the current sess",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0079",
"source_file": "thesis.md",
"source_line": 589,
"latex": "(A_i, A_{i+1})",
"context": "e the \\(k\\) preceding actions in the current session. The coherence score is the proportion of consecutive action-pairs \\((A_i, A_{i+1})\\) for which the precondition of \\(A_{i+1}\\) is satisfied by the",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0080",
"source_file": "thesis.md",
"source_line": 589,
"latex": "A_{i+1}",
"context": "ion. The coherence score is the proportion of consecutive action-pairs \\((A_i, A_{i+1})\\) for which the precondition of \\(A_{i+1}\\) is satisfied by the postcondition of \\(A_i\\), under the operator's p",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0081",
"source_file": "thesis.md",
"source_line": 589,
"latex": "\\lambda_9 = 1.0",
"context": "ied by the postcondition of \\(A_i\\), under the operator's precondition/postcondition schema. For the base case \\(k=0\\), \\(\\lambda_9 = 1.0\\). ### The conjunctive gate condition The Λ₉ gate passes if ",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0082",
"source_file": "thesis.md",
"source_line": 599,
"latex": "\\lambda_1 = 0.50",
"context": "for the following reason. A single composite score — even a geometric mean — can mask localized failures. An agent with \\(\\lambda_1 = 0.50\\) (severely morally misaligned) and all remaining axes at \\(1",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0083",
"source_file": "thesis.md",
"source_line": 599,
"latex": "\\prod_{i}^{1/9} = 0.50^{1/9} \\approx 0.926",
"context": "with \\(\\lambda_1 = 0.50\\) (severely morally misaligned) and all remaining axes at \\(1.0\\) achieves a geometric mean of \\(\\prod_{i}^{1/9} = 0.50^{1/9} \\approx 0.926\\), which would pass a ≥ 0.90 single-",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0084",
"source_file": "thesis.md",
"source_line": 599,
"latex": "\\lambda_1",
"context": "gle-score gate. The conjunctive AND structure prevents this: every axis is a blocking veto. The two elevated floors for \\(\\lambda_1\\) and \\(\\lambda_2\\) add a second layer of asymmetry — these are the ",
"source_id": "thesis_session",
"maturity": "defined"
},
{
"id": "F0085",
"source_file": "thesis.md",
"source_line": 599,