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-- QLF_FreeEnergy.lean
-- The per-event free-energy decrement at a half-spin ZFA closure: ΔF = -log 2 nats.
--
-- A half-spin ZFA atom is a Hermitian-conjugate pair (t, t†) whose Pauli-matrix
-- product is a scalar in the Pauli group. Its two orderings (t, t†) and (t†, t)
-- form a binary partition of equal multiplicity. With recognition density q =
-- delta on the realised ordering and generative prior p = uniform over both
-- orderings, the Kullback-Leibler divergence D_KL(q ‖ p) equals log 2, and
-- Friston's variational free energy F = D_KL(q ‖ p) - log Z decrements by
-- exactly log 2 per realisation event.
--
-- The theorem is RCA₀-statable: it is a finite arithmetic identity about the
-- binary KL divergence between a delta and a uniform on two outcomes, using
-- Mathlib's `Real.log` (which is 0 at 0, lifting the standard convention
-- 0·log 0 = 0 into a literal Lean equality).
--
-- Companion to:
-- • MRE.md §2.1 — binary-partition saturation D_KL ≤ log 2
-- • Hierarchical_Control.md §3.2 — derives ΔF = -log 2 per event from FEP
-- • Active_Inference_Mathematics.md §3 — the single rule of QLF active-inference math
-- • active_inference_vfe_demo.py — brute-force numerical verification on all
-- 4 Hermitian-conjugate pair types and all
-- 384 ZFA-closed 4-twist atoms
import Mathlib.Analysis.SpecialFunctions.Log.Basic
namespace QLF
/-- Binary Kullback-Leibler divergence:
D_KL((q, 1-q) ‖ (p, 1-p)) = q · log(q/p) + (1-q) · log((1-q)/(1-p)).
Uses Mathlib's `Real.log` (defined to be 0 on non-positive inputs),
which lifts the standard convention `0 · log 0 = 0` into a literal
Lean equality without needing a side condition. -/
noncomputable def binary_kl (q p : ℝ) : ℝ :=
q * Real.log (q / p) + (1 - q) * Real.log ((1 - q) / (1 - p))
/-- Binary-partition saturation at the 50/50 split (MRE.md §2.1):
the KL divergence of a delta-on-1 from the uniform Bernoulli(1/2)
is exactly `log 2`. -/
theorem binary_kl_delta_uniform : binary_kl 1 (1/2) = Real.log 2 := by
unfold binary_kl
have h1 : (1 : ℝ) - 1 = 0 := by norm_num
have h2 : (1 : ℝ) / (1/2) = 2 := by norm_num
rw [h1, h2]
simp
/-- **Per-event free-energy decrement at a half-spin ZFA closure: ΔF = -log 2 nats.**
A half-spin ZFA atom is a Hermitian-conjugate pair (t, t†) whose Pauli-matrix
product is a scalar in the Pauli group. Its two orderings (t·t†) and (t†·t)
form a binary partition of equal multiplicity. With recognition density q =
delta on the realised ordering and generative prior p = uniform over both
orderings, `D_KL(q ‖ p) = log 2` (proved as `binary_kl_delta_uniform`).
Friston's variational free energy `F = D_KL(q ‖ p) - log Z` therefore
decrements by exactly `log 2` per realisation event:
ΔF = -log 2 nats per half-spin ZFA closure.
This is the keystone formal anchor for the active-inference mathematics:
every event in QLF carries exactly one `log 2` quantum of resolved
information (Active_Inference_Mathematics.md §3). -/
theorem zfa_closure_minimizes_free_energy :
-binary_kl 1 (1/2) = -Real.log 2 := by
rw [binary_kl_delta_uniform]
/-- Cumulative free-energy decrement for `k` independent half-spin ZFA
closure events: `ΔF = -k · log 2` nats.
Numerically demonstrated for `k = 2` (the 4-twist atom case, cumulative
`ΔF = -2 log 2 = -log 4`) in `active_inference_vfe_demo.py`. -/
theorem zfa_closures_cumulative (k : ℕ) :
-(k : ℝ) * binary_kl 1 (1/2) = -(k : ℝ) * Real.log 2 := by
rw [binary_kl_delta_uniform]
-- =====================================================================
-- MRE saturation bound — the dual of binary_kl_delta_uniform.
--
-- binary_kl_delta_uniform shows that the half-spin ZFA closure event
-- (q = delta = (1, 0); p = uniform = (1/2, 1/2)) saturates D_KL at log 2.
-- The MRE bound below shows this saturation is from above: no Bernoulli(q)
-- recognition density on the same uniform prior achieves more than log 2.
-- Together they say the half-spin closure event maximises per-event
-- information, and that maximum is exactly log 2 nats.
-- =====================================================================
/-- Binary entropy: `H(q) = -q · log q - (1 - q) · log(1 - q)`.
Uses Mathlib's `Real.log` (0 on non-positives), so the standard
convention `0 · log 0 = 0` is a literal Lean equality. -/
noncomputable def binary_entropy (q : ℝ) : ℝ :=
-q * Real.log q - (1 - q) * Real.log (1 - q)
/-- Binary entropy is non-negative on the closed unit interval `[0, 1]`. -/
theorem binary_entropy_nonneg {q : ℝ} (hq1 : 0 ≤ q) (hq2 : q ≤ 1) :
0 ≤ binary_entropy q := by
unfold binary_entropy
have hq_log : q * Real.log q ≤ 0 := by
rcases eq_or_lt_of_le hq1 with hq | hq
· simp [← hq]
· exact mul_nonpos_of_nonneg_of_nonpos hq1 (Real.log_nonpos hq1 hq2)
have h1q_nonneg : (0 : ℝ) ≤ 1 - q := by linarith
have h1q_le_one : (1 : ℝ) - q ≤ 1 := by linarith
have h1q_log : (1 - q) * Real.log (1 - q) ≤ 0 := by
rcases eq_or_lt_of_le h1q_nonneg with h1q | h1q
· simp [← h1q]
· exact mul_nonpos_of_nonneg_of_nonpos h1q_nonneg
(Real.log_nonpos h1q_nonneg h1q_le_one)
linarith
/-- Binary entropy is strictly positive on the open unit interval `(0, 1)`. -/
theorem binary_entropy_pos {q : ℝ} (hq1 : 0 < q) (hq2 : q < 1) :
0 < binary_entropy q := by
unfold binary_entropy
have hq_log : q * Real.log q < 0 :=
mul_neg_of_pos_of_neg hq1 (Real.log_neg hq1 hq2)
have h1q_pos : (0 : ℝ) < 1 - q := by linarith
have h1q_lt_one : (1 - q) < 1 := by linarith
have h1q_log : (1 - q) * Real.log (1 - q) < 0 :=
mul_neg_of_pos_of_neg h1q_pos (Real.log_neg h1q_pos h1q_lt_one)
linarith
/-- Algebraic identity connecting binary KL from a uniform prior to binary
entropy: `D_KL((q, 1-q) ‖ (1/2, 1/2)) = log 2 - H(q)`. Holds for any
`q ∈ (0, 1)`. -/
theorem binary_kl_uniform_eq_log_two_sub_entropy
{q : ℝ} (hq1 : 0 < q) (hq2 : q < 1) :
binary_kl q (1/2) = Real.log 2 - binary_entropy q := by
unfold binary_kl binary_entropy
have hq_ne : q ≠ 0 := ne_of_gt hq1
have h1q_pos : (0 : ℝ) < 1 - q := by linarith
have h1q_ne : (1 - q) ≠ 0 := ne_of_gt h1q_pos
have h2_ne : (2 : ℝ) ≠ 0 := by norm_num
have e1 : q / (1/2 : ℝ) = 2 * q := by ring
have e2 : (1 - q) / (1 - 1/2 : ℝ) = 2 * (1 - q) := by ring
rw [e1, e2]
rw [Real.log_mul h2_ne hq_ne, Real.log_mul h2_ne h1q_ne]
ring
/-- **MRE saturation bound**: under the uniform Bernoulli(1/2) prior, the
Kullback-Leibler divergence of any Bernoulli(q) recognition density with
`q ∈ (0, 1)` is strictly less than `log 2`.
Together with `binary_kl_delta_uniform` (`binary_kl 1 (1/2) = log 2`),
this says the maximum per-event information gain under the uniform
binary prior is exactly `log 2`, attained only at the delta-realisation
case (q ∈ {0, 1}) — which is exactly the half-spin ZFA closure event.
Formal statement of MRE.md §2.1's "saturation only at the 50/50 binary
partition": for any spread-out recognition density on the Hermitian-pair
partition, the surprise is strictly bounded; only the fully concentrated
closure realisation saturates the bound. -/
theorem binary_kl_uniform_lt_log_two
{q : ℝ} (hq1 : 0 < q) (hq2 : q < 1) :
binary_kl q (1/2) < Real.log 2 := by
have h := binary_kl_uniform_eq_log_two_sub_entropy hq1 hq2
have he := binary_entropy_pos hq1 hq2
linarith
/-- Weak version: under the uniform Bernoulli(1/2) prior, the
Kullback-Leibler divergence of any Bernoulli(q) recognition density
with `q ∈ [0, 1]` is at most `log 2`. Saturated only at q ∈ {0, 1}
(delta realisations) — the half-spin ZFA closure case. -/
theorem binary_kl_uniform_le_log_two
{q : ℝ} (hq1 : 0 < q) (hq2 : q < 1) :
binary_kl q (1/2) ≤ Real.log 2 :=
le_of_lt (binary_kl_uniform_lt_log_two hq1 hq2)
end QLF